Principles of the Law,

Compliance and Enforcement for Organizations

This project addresses the need for a set of recommended standards and best practices on the law of compliance and enforcement for organizations.
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Drafting of this project is completed. The official text is expected to be published in 2024.

For a detailed desciption of this project visit the Compliance and Enforcement page on The ALI Adviser. 

 

Reporter
Geoffrey P. Miller New York University School of Law
New York, NY
Associate Reporters
Jennifer H. Arlen New York University School of Law
New York, NY
James A. Fanto Brooklyn Law School
Brooklyn, NY
Claire A. Hill University of Minnesota Law School
Minneapolis, MN
Advisers
Katherine L. Adams Apple Inc.
Cupertino, CA
Daniel Alter New York State Department of Financial Services
Mount Vernon, NY
Miriam H. Baer Brooklyn Law School
Brooklyn, NY
Jeff Benjamin Avon Products Inc (Retired)
New York, NY
Leslie R. Caldwell Latham & Watkins LLP
San Francisco, CA
George S. Canellos Milbank LLP
New York, NY
Sabine Anna Chalmers BT Group Plc
London, England
Stephen M. Cutler Simpson Thacher & Bartlett LLP
New York, NY
Lee G. Dunst Gibson, Dunn & Crutcher LLP
New York, NY
Paul L. Friedman U.S. District Court for the District of Columbia
Washington, DC
Stacey Putnam Geis U.S. Environmental Protection Agency, Off. of Enforcement & Compliance Assurance
Washington, DC
John Gleeson Debevoise & Plimpton LLP
New York, NY
Court Golumbic Goldman Sachs & Co. LLC
New York, NY
Sean J. Griffith Fordham University School of Law
New York, NY
Yannick Hausmann Zurich Insurance Group Ltd.
Zurich, Switzerland
Michael Held Federal Reserve Bank of New York
New York, NY
Andrew D. Hendry Pinehurst, NC
Andrew Hinton Google
Mountain View, CA
Jack B. Jacobs Young Conaway Stargatt & Taylor, LLP (Retired)
Wilmington, DE
Erika A. Kelton Phillips & Cohen LLP
Washington, DC
Jeffrey H. Knox Simpson Thacher & Bartlett LLP
Washington, DC
William E. Kovacic George Washington University School of Law
Washington, DC
Jules B. Kroll K2 Intelligence
New York, NY
Iris Lan National Aeronautics and Space Administration
Washington, DC
Donald C. Langevoort Georgetown University Law Center
Washington, DC
Douglas M. Lankler Pfizer Inc
New York, NY
David G. Leitch Bank of America (Retired)
Earlysville, VA
Lewis J. Liman U.S. District Court, Southern District of New York
New York, NY
Martin Lipton Wachtell, Lipton, Rosen & Katz
New York, NY
Raymond J. Lohier, Jr. U.S. Court of Appeals, Second Circuit
New York, NY
Lori A. Martin WilmerHale
New York, NY
James M. McDonald Sullivan & Cromwell LLP
New York, NY
Denis J. McInerney Davis Polk & Wardwell LLP
New York, NY
Judith A. Miller Chevy Chase, MD
Douglas K. Moll University of Houston Law Center
Houston, TX
Robert H. Mundheim A&O Shearman
Tucson, AZ
Ernest T. Patrikis Industrial and Commercial Bank of China
New York, NY
Jed S. Rakoff U.S. District Court, Southern District of New York
New York, NY
Mythili Raman Covington & Burling LLP
Washington, DC
Kathryn S. Reimann Citigroup Inc. (Retired)
New York, NY
Douglas R. Richmond Lockton Companies, LLC
Olathe, KS
Hillary A. Sale Georgetown University Law Center
Washington, DC
Patti B. Saris U.S. District Court, District of Massachusetts
Boston, MA
John Ford Savarese Wachtell, Lipton, Rosen & Katz
New York, NY
Laureen E. Seeger American Express
New York, NY
Charles V. Senatore Fidelity Digital Asset Services LLC
Boca Raton, FL
Karen Patton Seymour Sullivan & Cromwell LLP
New York, NY
Kenneth S. Siegel Senestech, Inc.
Phoenix, AZ
Laura Stein Mondelez International
Chicago, IL
Michael H. Ullmann Johnson & Johnson (Retired)
New Brunswick, NJ
E. Norman Veasey Gordon, Fournaris & Mammarella, P.A. (Retired)
Winston Salem, NC
John H. Walsh Eversheds Sutherland (US) LLP
Washington, DC
Robert W. Werner Green River Hollow Consulting LLC
Hillsdale, NY
Bruce E. Yannett Debevoise & Plimpton LLP
New York, NY
Robert Alan Zauzmer U.S. Attorney's Office
Philadelphia, PA
Allison Zieve Public Citizen Litigation Group
Washington, DC
Liaison
Eric Kraeutler Morgan, Lewis & Bockius LLP
Philadelphia, PA
Grace E. Speights Morgan, Lewis & Bockius LLP
Washington, DC
Members Consultative Group
Jerry L. Anderson Drake University Law School
Des Moines, IA
José F. Anderson University of Baltimore School of Law
Baltimore, MD
Christopher Edward Appel Shook, Hardy & Bacon LLP
Washington, DC
John B. Attanasio The International Academic Institute of Process and Procedure
New York, NY
Michael F. Aylward Morrison Mahoney LLP
Boston, MA
Larry Catá Backer Penn State Law
University Park, PA
Margaret Armstrong Bancroft Dechert LLP (Retired)
New York, NY
Thomas C. Baxter Law Offices of Thomas C. Baxter, Jr., LLP
Staten Island, NY
Shawn J. Bayern Florida State University College of Law
Tallahassee, FL
Brigida Benitez Steptoe LLP
Washington, DC
Alan J. Berkeley K&L Gates LLP
Washington, DC
Boris Bershteyn Skadden, Arps, Slate, Meagher & Flom LLP
New York, NY
Edward K. Bilich Risk Alternatives LLC
Arlington, VA
Harvey Ernest Bines Sullivan & Worcester LLP
Boston, MA
Jane Bland Supreme Court of Texas
Austin, TX
Ronald G. Blum Manatt, Phelps & Phillips, LLP
New York, NY
Matthew T. Bodie University of Minnesota Law School
Minneapolis, MN
Kathleen M. Boozang Seton Hall University School of Law
Newark, NJ
Andrew S. Boutros Shook, Hardy & Bacon LLP
Chicago, IL
Steven M. Bradford HNI Corporation
Muscatine, IA
Russell J. Bruemmer WilmerHale (Retired)
Washington, DC
Ellen M. Bublick Arizona State University, Sandra Day O'Connor College of Law
Phoenix, AZ
John G. Buchanan III Covington & Burling LLP
Washington, DC
John P. Burton Rodey, Dickason, Sloan, Akin & Robb, P.A.
Santa Fe, NM
Gregory P. Butrus Balch & Bingham LLP
Birmingham, AL
Ivonne Cabrera Dover Corporation
Downers Grove, IL
Fabrizio Cafaggi European University Institute Law Department
Florence, Italy
J. William Callison Holland & Hart LLP
Denver, CO
Rubén Castillo Akerman LLP
Chicago, IL
Jonathan G. Cedarbaum George Washington University Law School
Washington, DC
Steven L. Chanenson Villanova University Charles Widger School of Law
Villanova, PA
Eric A. Chiappinelli Texas Tech University School of Law
Lubbock, TX
Donald Earl Childress III Pepperdine University, Caruso School of Law
Malibu, CA
Sylvia Fung Chin White & Case LLP
New York, NY
Margaret Chon Seattle University School of Law
Seattle, WA
Stephen Yee Chow Stephen Y. Chow, PC
Boston, MA
Penelope L. Christophorou Morgan Lewis Bockius LLP
New York, NY
Kathleen Clark Washington University School of Law
Washington, DC
Anne E. Cohen Debevoise & Plimpton LLP (Retired)
New York, NY
David A. Collins David A. Collins PLLC
Chicago, IL
Pamela Craven Amber Road, Inc.
Edgartown, MA
Robert A. Creamer Cambridge, MA
Rueben C. Cásarez Wells Fargo & Co. (Retired)
Evergreen, CO
Christopher Scott D'Angelo Montgomery, McCracken, Walker & Rhoads, LLP
Philadelphia, PA
Alicia J. Davis University of Michigan Law School
Ann Arbor, MI
Kimberly A. Demarchi Arizona State University, Office of General Counsel
Tempe, AZ
Brackett B. Denniston, III Goodwin Procter LLP
Boston, MA
Melanie DiPietro Seton Hall University School of Law (Retired)
Greensburg, PA
Anthony E. DiResta Holland & Knight LLP
Washington, DC
Alyssa A. DiRusso Samford University, Cumberland School of Law
Birmingham, AL
Tobias A. Dorsey Office of Administration, Executive Office of the President at the White House
Silver Spring, MD
Lucy Clark Dougherty Polaris Industries
Medina, MN
Christine Michelle Duffy Haverhill, MA
Suzanne M. Dugan Cohen Milstein Sellers & Toll PLLC
Washington, DC
Stephen S. Dunham Penn State University
University Park, PA
Brian J. Egan Skadden, Arps, Slate, Meagher & Flom LLP
Washington, DC
Mitchell S. Eitel Sullivan & Cromwell LLP
New York, NY
E. Donald Elliott George Mason University Antonin Scalia Law School
Arlington, VA
Roger A. Fairfax, Jr. Howard University School of Law
Washington, DC
Boris Feldman Freshfields Bruckhaus Deringer US LLP
Redwood City, CA
Jean K. FitzSimon U.S. Bankruptcy Court, Eastern District of Pennsylvania (Retired)
Philadelphia, PA
Joseph Z. Fleming Joseph Z. Fleming P.A.
Miami, FL
Ivan K. Fong Medtronic PLC
Minneapolis, MN
Susan S. Fortney Texas A&M University School of Law
Fort Worth, TX
Anne C. Foster Richards, Layton & Finger, PA
Wilmington, DE
C. Allen Foster Whiteford Taylor Preston, LLP
Washington, DC
Vernon L. Francis Dechert LLP
Philadelphia, PA
Tamar Frankel Boston University School of Law
Boston, MA
Meredith Fuchs Plaid Inc.
Washington, DC
Thomas P. Gallanis George Mason University Antonin Scalia Law School
Arlington, VA
Brandon L. Garrett Duke University School of Law
Durham, NC
Carol Rose Goforth University of Arkansas School of Law
Fayetteville, AR
Philip S. Goldberg Shook, Hardy & Bacon LLP
Washington, DC
M. Norman Goldberger Ballard Spahr LLP
Philadelphia, PA
Norman L. Greene Schoeman Updike Kaufman LLP
New York, NY
Michael Greenwald Philadelphia, PA
Charles E. Griffin Butler Snow LLP
Ridgeland, MS
Michael A. Harring Chicago, IL
Robert M. Hart Bronxville, NY
Katherine J. Henry Bradley Arant Boult Cummings LLP
Washington, DC
William C. Heuer Westerman Ball Ederer Miller Zucker & Sharfstein LLP
Uniondale, NY
Eric L. Hirschhorn Winston & Strawn LLP
Washington, DC
Michael J. Holston Paul, Weiss, Rifkind, Wharton & Garrison LLP
New York, NY
Christina Michelle Houston DLA Piper US LLP
Wilmington, DE
John E. Iole Jones Day
Pittsburgh, PA
Melissa B. Jacoby University of North Carolina School of Law
Chapel Hill, NC
Kristin N. Johnson U.S. Commodity Futures Trading Commission
Washington, DC
Richard Gibbs Johnson RGJ LLC
Cleveland, OH
Michael Alexander Kahn Law Office of Michael Kahn
Napa, CA
Richard B. Katskee Duke University School of Law
Durham, NC
Robert R. Keatinge Holland & Hart LLP
Denver, CO
Harold H. Kim U.S. Chamber of Commerce
Washington, DC
James B. Kobak, Jr. Hughes Hubbard & Reed LLP
New York, NY
Donald J. Kochan George Mason University Antonin Scalia Law School
Arlington, VA
David N. Kragseth Guy Carpenter & Co.
Philadelphia, PA
Michael J. Kramer Noble Circuit Court
Albion, IN
Hilary K. Krane Creative Artists Agency
Los Angeles, CA
Simeon M. Kriesberg Mayer Brown LLP (Retired)
Washington, DC
William F. Kroener, III Sullivan & Cromwell LLP
Washington, DC
William K. Kroger Baker Botts L.L.P.
Houston, TX
Sybil H. Landau New York, NY
Stewart M. Landefeld Perkins Coie LLP
Seattle, WA
Paul A. LeBel University of North Dakota School of Law (Retired)
Williamsburg, VA
John Linarelli University of Pittsburgh School of Law
Pittsburgh, PA
Jonathan C. Lipson Temple University Beasley School of Law
Philadelphia, PA
Lynn M. LoPucki University of Florida, Levin College of Law
Gainesville, FL
Margaret Colgate Love Law Office of Margaret Love
Washington, DC
Robert E. Lutz Southwestern Law School
Los Angeles, CA
Myles V. Lynk Arizona State University, Sandra Day O'Connor College of Law
Phoenix, AZ
Timothy D. Lytton Georgia State University College of Law
Atlanta, GA
Meghan H. Magruder King & Spalding LLP (Retired)
Atlanta, GA
Pamela A. Mann Carter Ledyard & Milburn LLP
New York, NY
Gary E. Marchant Arizona State University, Sandra Day O'Connor College of Law
Phoenix, AZ
Colin P. Marks St. Mary's University School of Law
San Antonio, TX
Walfrido J. Martinez Hunton Andrews Kurth LLP
New York, NY
Lloyd H. Mayer Notre Dame Law School
Notre Dame, IN
Catherine M. A. McCauliff Seton Hall University School of Law
Newark, NJ
Don J. McDermett, Jr. Winston & Strawn LLP
Dallas, TX
Paul E. McGreal Creighton University School of Law
Omaha, NE
John J. McGregor Sullivan McGregor & Doerr LLP
Fresno, CA
James C. McKay, Jr. Office of the Attorney General for the District of Columbia
Washington, DC
Douglas Earl McLaren Law Offices of Douglas Earl McLaren
Washington, DC
Joseph McLaughlin Sidley Austin LLP (Retired)
New York, NY
Nancy A. McLaughlin University of Utah, S.J. Quinney College of Law
Salt Lake City, UT
Kevin H. Michels The College of New Jersey
Ewing, NJ
Erica Moeser National Conference of Bar Examiners (Retired)
Madison, WI
Jonathan S. Mothner Synchrony Financial
Stamford, CT
Fred F. Murray Internal Revenue Service Office of Chief Counsel
Gainesville, FL
Donna M. Nagy Indiana University, Maurer School of Law
Bloomington, IN
Joel W. Nomkin Perkins Coie LLP
Phoenix, AZ
Vance K. Opperman Key Investment, Inc.
Saint Paul, MN
Barak Orbach University of Arizona, James E. Rogers College of Law
Tucson, AZ
John Edward Osborn University of Washington School of Law
Chadds Ford, PA
Eric J. Pan Investment Company Institute
Bethesda, MD
Jacqueline A. Parker Bank of America
New York, NY
Wendy L. Patrick County of San Diego District Attorney's Office
San Diego, CA
William J. Perlstein FTI Consulting
Washington, DC
Joy Lambert Phillips Hancock Whitney Corporation (Retired)
Gulfport, MS
A. Robert Pietrzak Sidley Austin LLP (Retired)
New York, NY
Jack W. Pirozzolo Sidley Austin LLP
Boston, MA
Ellen S. Podgor Stetson University College of Law
Gulfport, FL
Donald J. Polden Santa Clara University School of Law
San Jose, CA
Jeffrey M. Pollock Pollock Law, LLC
Princeton, NJ
Rafael A. Porrata-Doria, Jr. Temple University Beasley School of Law
Bala Cynwyd, PA
Josephine R. Potuto University of Nebraska College of Law
Lincoln, NE
Steven A. Ramirez Loyola University Chicago School of Law
Chicago, IL
Bernard D. Reams, Jr. St. Mary's University School of Law
San Antonio, TX
E. Lee Reichert, III Colorado Attorney General's Office
Denver, CO
Henry duPont Ridgely Delaware Supreme Court (Retired)
Wilmington, DE
Dan Robbins Motion Picture Association, Inc.
Calabasas, CA
Sue L. Robinson Farnan LLP
Wilmington, DE
Steven R. Rodgers Intel Corporation (Retired)
Santa Clara, CA
Usha R. Rodrigues University of Georgia School of Law
Athens, GA
Blake Rohrbacher Richards, Layton & Finger, PA
Wilmington, DE
Jacob H. Rooksby Gonzaga University School of Law
Spokane, WA
Rod J. Rosenstein King & Spalding LLP
Washington, DC
Jeremy Ledger Ross Amazon.com Inc.
Seattle, WA
Kenneth Ross Bowman and Brooke LLP
Midway, UT
Victoria P. Rostow National Association of Real Estate Investment Trusts
Washington, DC
Irma S. Russell University of Missouri-Kansas City School of Law
Shawnee Mission, KS
Anjan Sahni WilmerHale
New York, NY
Mark E. Schneider Kirkland & Ellis LLP
Chicago, IL
Alexander Cochran Schoch Railroad Commission of Texas
Austin, TX
Daniel Schwarcz University of Minnesota Law School
Minneapolis, MN
Victor E. Schwartz Shook, Hardy & Bacon LLP
Washington, DC
Virginia A. Seitz Sidley Austin LLP
Washington, DC
Randolph Stuart Sergent CareFirst BlueCross BlueShield
Baltimore, MD
Leopold Z. Sher Sher Garner Cahill Richter Klein & Hilbert, LLC
New Orleans, LA
Michael N. Simkovic University of Southern California, Gould School of Law
Santa Monica, CA
Omari Scott Simmons George Washington University Law School
Washington, DC
D. Gordon Smith Brigham Young University, J. Reuben Clark Law School
Provo, UT
Douglas G. Smith Alpheus LLC
Chicago, IL
Mary L. Smith VENG Group
Lansing, IL
Nicholas F. B. Smyth Pennsylvania Attorney General's Office
Pittsburgh, PA
David V. Snyder American University, Washington College of Law
Washington, DC
D. Daniel Sokol University of Southern California, Gould School of Law
Los Angeles, CA
Peter Y. Solmssen Abiquiu Valley Farm LLC
Abiquiu, NM
David E. Sternberg Brown Brothers Harriman
New York, NY
Rhea C. Stevens Law Office of Rhea Stevens
Pearland, TX
H. Mark Stichel RKW Law Group
Baltimore, MD
Elizabeth S. Stong U.S. Bankruptcy Court, Eastern District of New York
Brooklyn, NY
Guy Miller Struve Davis Polk & Wardwell LLP (Retired)
New York, NY
John S. Summers Hangley Aronchick Segal Pudlin & Schiller
Philadelphia, PA
Keith A. Swisher University of Arizona, James E. Rogers College of Law
Tucson, AZ
Laurel S. Terry Penn State Dickinson Law
Carlisle, PA
Lucy L. Thomson Livingston PLLC
Washington, DC
Ethan V. Torrey Supreme Court of the United States
Washington, DC
Peter D. Trooboff Covington & Burling LLP
Washington, DC
Daniel E. Troy Berkeley Research Group
Chevy Chase, MD
Frederick Tung Boston University School of Law
Boston, MA
Thomas A. Tupitza Knox McLaughlin Gornall & Sennett, P.C.
Erie, PA
E. Peter Urbanowicz Alvarez & Marsal
Dallas, TX
Andrew Verstein University of California, Los Angeles School of Law
Los Angeles, CA
Frederick William (Bill) Wagner Wagner McLaughlin, P.A. (Retired)
Tampa, FL
Steven O. Weise Proskauer Rose LLP
Los Angeles, CA
Charles K. Whitehead Cornell Law School
Ithaca, NY
Jane K. Winn University of Washington School of Law
Seattle, WA
Peter A. Winn U.S. Department of Justice, Office of Privacy and Civil Liberties
Washington, DC
Nicholas J. Wittner Michigan State University College of Law
East Lansing, MI
Richard J. Wolf The Secura Isaac Group LLC
New York, NY
Jennifer Zachary Merck & Co., Inc.
Rahway, NJ

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